Law, Ernest Kwan Hon 羅君瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-06-04 | 2013-03-25 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-04 | 2013-03-25 | Rep | Dealing in securities | 2010-06-04 | 2013-03-25 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-17 | Rep | Dealing in securities | 2004-08-16 |
4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-08-29 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-15 | 2015-08-29 |
6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-09 | 2010-03-05 |
7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2010-03-05 |
8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-09 | 2010-03-05 |
9 | Segantii Capital Management Limited | Rep | Asset management | 2015-09-14 | 2020-05-29 |
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