Lu, Yin (SFC:ALG463) 陸垠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2004-10-04 | 2008-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-13 | 2010-08-28 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-09-29 | 2011-10-24 | Rep | Dealing in securities | 2010-09-29 | 2011-10-24 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-29 | 2011-10-24 |
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