Wilson, Stuart Richard (SFC:ALZ457)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-05-10 | 2014-11-18 | Rep | Advising on securities | 2007-07-23 | 2014-11-18 | RO | Advising on corporate finance | 2014-11-18 | 2016-06-21 | RO | Advising on securities | 2014-11-18 | 2016-06-21 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2014-11-18 | 2016-06-21 | Rep | Advising on securities | 2015-01-06 | 2016-06-21 |
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