Cox, Ashley James (SFC:AQS487)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2008-03-28 2008-04-07
Rep Dealing in securities 2008-10-30 2008-11-05
Rep Dealing in securities 2009-02-06 2009-02-17
Rep Dealing in securities 2009-08-14 2009-08-21
Rep Dealing in securities 2010-03-24 2010-03-31
Rep Dealing in securities 2010-09-07 2010-09-10
Rep Dealing in securities 2011-02-22 2011-02-28
Rep Dealing in securities 2011-03-23 2011-03-27
Rep Dealing in securities 2011-09-16 2011-09-20
Rep Dealing in securities 2012-03-23 2012-03-24
Rep Dealing in securities 2013-05-24 2013-05-28
Rep Dealing in securities 2013-07-12 2013-07-20
Rep Dealing in securities 2014-03-07 2014-03-14
Rep Dealing in futures contracts 2016-04-08 2016-04-12
Rep Dealing in securities 2016-04-08 2016-04-12
Rep Dealing in futures contracts 2017-02-27 2017-03-31
Rep Dealing in securities 2017-02-27 2017-03-31
Rep Dealing in futures contracts 2018-11-02 2018-11-07
Rep Dealing in securities 2018-11-02 2018-11-07

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