Fong, Michael Lung 方碩穩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2016-10-24 | 2016-11-10 | Rep | Dealing in securities | 2016-10-24 | 2016-11-10 | RO | Advising on securities | 2016-11-10 | 2024-01-17 | RO | Dealing in securities | 2016-11-10 | 2024-01-17 |
2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2005-02-16 | 2006-06-07 | Rep | Dealing in securities | 2005-02-16 | 2006-06-07 | Rep | Leveraged foreign exchange trading | 2005-02-16 | 2007-11-03 | RO | Advising on securities | 2006-06-07 | 2007-11-03 | RO | Dealing in securities | 2006-06-07 | 2007-11-03 |
3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2007-11-21 | 2008-07-07 | Rep | Dealing in securities | 2007-11-21 | 2008-07-07 | Rep | Asset management | 2007-11-21 | 2016-09-30 | RO | Advising on securities | 2008-07-07 | 2016-09-30 | RO | Dealing in securities | 2008-07-07 | 2016-09-30 |
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