Au, Raymond Ze Man 區梓文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2011-09-08 | 2012-03-23 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-09-08 | 2012-03-23 |
| 3 | OSCAR BENSON LIMITED (HK) | Rep | Advising on securities | 2011-05-26 | 2011-09-01 |
| 4 | SMART ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-04-13 | 2012-07-30 | Rep | Asset management | 2012-04-13 | 2012-07-30 |
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