Chan, Kin Wah (SFC:ABL924) 陳健華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-19 | 2024-02-25 |
2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2006-04-28 | Rep | Asset management | 2015-01-05 | Rep | Advising on corporate finance | 2024-02-25 | Rep | Dealing in securities | 2024-02-25 | RO | Asset management | 2015-01-05 | 2024-02-25 |
3 | Roofer Asset Management Limited | Rep | Asset management | 2024-04-08 | 2024-05-21 | RO | Asset management | 2024-05-21 |
4 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2024-04-08 | 2024-09-13 | Rep | Dealing in securities | 2024-04-08 | 2024-09-13 | RO | Advising on securities | 2024-09-13 | RO | Dealing in securities | 2024-09-13 |
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