Yang, Jianxin (SFC:ASC682) 楊建新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2011-01-03 | 2011-01-04 | Rep | Asset management | 2011-01-03 | 2011-01-04 | RO | Advising on securities | 2011-01-04 | 2014-01-01 | RO | Asset management | 2011-01-04 | 2014-01-01 | RO | Advising on futures contracts | 2011-10-28 | 2014-01-01 | RO | Dealing in securities | 2011-10-28 | 2014-01-01 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2009-03-19 | 2010-12-16 | RO | Advising on securities | 2009-03-19 | 2010-12-16 | RO | Asset management | 2009-03-19 | 2010-12-16 | Rep | Advising on futures contracts | 2014-01-20 | 2014-03-31 | Rep | Advising on securities | 2014-01-20 | 2014-03-31 | Rep | Asset management | 2014-01-20 | 2014-03-31 | RO | Advising on futures contracts | 2014-03-31 | 2022-09-19 | RO | Advising on securities | 2014-03-31 | 2022-09-19 | RO | Asset management | 2014-03-31 | 2022-09-19 |
3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2010-05-20 | 2010-12-16 | RO | Advising on securities | 2010-05-20 | 2010-12-16 | RO | Asset management | 2010-05-20 | 2010-12-16 | Rep | Advising on futures contracts | 2014-01-20 | 2014-03-31 | Rep | Advising on securities | 2014-01-20 | 2014-03-31 | Rep | Asset management | 2014-01-20 | 2014-03-31 | RO | Advising on futures contracts | 2014-03-31 | 2022-09-19 | RO | Advising on securities | 2014-03-31 | 2022-09-19 | RO | Asset management | 2014-03-31 | 2022-09-19 |
4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2014-01-20 | 2014-03-31 | Rep | Asset management | 2014-01-20 | 2014-03-31 | Rep | Dealing in securities | 2014-01-20 | 2014-03-31 | RO | Advising on securities | 2014-03-31 | 2022-09-19 | RO | Asset management | 2014-03-31 | 2022-09-19 | RO | Dealing in securities | 2014-03-31 | 2022-09-19 |
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