Ma, Xiaona (SFC:AXA085) 馬曉娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on corporate finance | 2015-12-08 | 2016-08-26 | Rep | Advising on securities | 2015-12-08 | 2016-08-26 | Rep | Dealing in securities | 2015-12-08 | 2016-08-26 |
| 2 | Direction Capital Limited | Rep | Advising on securities | 2024-01-29 | 2024-02-23 | Rep | Asset management | 2024-01-29 | 2024-02-23 | RO | Advising on securities | 2024-02-23 | 2024-05-15 | RO | Asset management | 2024-02-23 | 2024-05-15 |
| 3 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-09-13 | 2017-09-07 | Rep | Dealing in securities | 2016-09-13 | 2017-09-07 |
| 4 | FTAG Financial Limited | RO | Asset management | 2021-05-21 | 2023-06-01 | RO | Advising on securities | 2022-07-06 | 2023-06-01 | RO | Dealing in securities | 2022-07-06 | 2023-06-01 |
| 5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2013-05-21 | 2015-11-03 | Rep | Advising on securities | 2013-09-19 | 2015-11-03 |
| 6 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-01 | 2013-05-21 | Rep | Dealing in securities | 2011-04-01 | 2013-05-21 |
| 7 | HK Monkey Securities Limited | RO | Dealing in securities | 2018-07-03 | 2019-10-01 | RO | Asset management | 2018-10-26 | 2019-10-01 | RO | Advising on securities | 2019-04-04 | 2019-10-01 |
| 8 | Kinlou Wealth Management Limited | Rep | Advising on securities | 2023-10-09 | 2023-11-08 | Rep | Asset management | 2023-10-09 | 2023-11-08 | RO | Advising on securities | 2023-11-08 | 2024-01-07 | RO | Asset management | 2023-11-08 | 2024-01-07 |
| 9 | Motto Global Asset Management Limited | Rep | Advising on securities | 2024-05-16 | 2024-07-09 | Rep | Asset management | 2024-05-16 | 2024-07-09 | RO | Advising on securities | 2024-07-09 | RO | Asset management | 2024-07-09 |
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