Chu, Terry Yat Pang 朱逸鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-12 | Rep | Advising on corporate finance | 2005-12-16 | RO | Advising on corporate finance | 2005-12-16 | 2012-09-29 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-30 | 2012-09-29 |
3 | HALCYON CAPITAL LIMITED (HK) | RO | Advising on corporate finance | 2012-12-06 | |
4 | HALCYON SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-22 |
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