Lam, Chi Leung (SFC:ATH756) 林志良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-09-21 | 2013-07-31 | Rep | Dealing in securities | 2012-09-21 | 2013-07-31 | Rep | Advising on futures contracts | 2013-02-20 | 2013-07-31 | Rep | Advising on securities | 2013-02-20 | 2013-07-31 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-08-01 | 2022-12-30 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2013-08-01 | 2022-12-30 | Rep | Dealing in securities | 2013-08-01 | 2022-12-30 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2012-09-09 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-27 | 2012-09-09 |
| 6 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-06 | 2010-07-09 |
| 7 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2010-07-09 |
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