Siu, Yiu Ming (SFC:AGM967) 蕭耀明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-08-09 | 2016-02-01 | Rep | Dealing in securities | 2011-08-09 | 2016-02-01 |
2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Asset management | 2003-07-02 | Rep | Advising on securities | 2011-06-23 |
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