Lim, Allan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-04-01 | 2010-11-20 | Rep | Dealing in securities | 2009-04-01 | 2010-11-20 |
| 2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2009-04-01 | 2010-07-15 | RO | Dealing in securities | 2010-07-15 | 2011-10-31 |
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