Lam, Ada Lok Yee 林洛宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chinese Strategic Asset Management Limited | RO | Advising on securities | 2016-03-24 | 2019-11-30 | RO | Asset management | 2016-03-24 | 2019-11-30 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-05-20 | 2004-04-07 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-02 | Rep | Advising on securities | 2003-05-02 | Rep | Asset management | 2003-05-02 | Rep | Automated trading services | 2003-05-02 | Rep | Dealing in securities | 2003-05-02 | Rep | Dealing in securities | 2004-05-14 | 2007-02-15 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2010-07-26 | 2012-04-24 | Rep | Dealing in securities | 2010-07-26 | 2012-04-24 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-15 | 2024-06-26 |
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