Leung, Fung Man 梁鳳敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-11-07 | 2024-06-28 |
2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-06-26 | 2020-01-29 | Rep | Advising on securities | 2019-04-24 | 2024-06-28 | RO | Dealing in securities | 2020-01-29 | 2021-10-11 | Rep | Dealing in securities | 2021-10-11 | 2024-06-28 |
3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-06-28 | 2013-09-02 | Rep | Dealing in futures contracts | 2013-05-30 | 2013-09-02 |
4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-06-28 | 2013-09-02 |
5 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-08-04 | 2012-06-27 |
6 | ORION INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-04-15 | 2010-10-25 | Rep | Dealing in securities | 2010-04-15 | 2010-10-25 | RO | Advising on securities | 2010-10-25 | 2011-08-02 | RO | Dealing in securities | 2010-10-25 | 2011-08-02 |
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