Browning, John Leonard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANDS Capital Management Limited | RO | Asset management | 2023-12-13 | |
| 2 | BANDS Financial Limited | RO | Dealing in futures contracts | 2015-10-13 | RO | Advising on futures contracts | 2024-07-24 |
| 3 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-03 | 2008-06-30 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-27 | 2012-11-30 |
| 5 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2015-03-12 |
| 6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-02 | 2012-06-22 |
| 7 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-07-02 | 2009-07-31 | Rep | Automated trading services | 2008-07-31 | 2009-07-31 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2012-06-22 |
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