Luo, Haiyan (SFC:AOS352)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-08-22 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-11-01 | 2020-11-25 | Rep | Dealing in securities | 2013-11-01 | 2020-11-25 | RO | Dealing in futures contracts | 2020-11-25 | 2023-07-03 | RO | Dealing in securities | 2020-11-25 | 2023-07-03 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-08-24 |
| 4 | Newedge Broker Limited | Rep | Automated trading services | 2007-03-19 | 2009-07-31 | Rep | Dealing in futures contracts | 2007-03-19 | 2009-07-31 | Rep | Dealing in securities | 2007-03-19 | 2009-07-31 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2013-08-24 | Rep | Dealing in securities | 2008-10-13 | 2013-08-24 |
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