Chan, Hong (SFC:AEQ337) 陳慷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2024-07-05 | |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-09 | 2008-09-29 | Rep | Advising on securities | 2007-05-09 | 2008-09-29 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2020-12-31 | Rep | Advising on securities | 2008-10-10 | 2020-12-31 | Rep | Dealing in securities | 2009-11-27 | 2020-12-31 |
4 | RBS Asia Corporate Finance Limited | Rep | Advising on securities | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Advising on corporate finance | 2005-05-25 | Rep | Dealing in securities | 2005-05-25 |
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