Tze, Kan Fat 謝勤發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ballas Capital Limited | Rep | Advising on corporate finance | 2022-05-13 | 2022-10-05 | RO | Advising on corporate finance | 2022-10-05 | 2023-02-28 |
| 2 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2018-05-14 | 2018-08-08 | RO | Advising on corporate finance | 2018-08-08 | 2022-03-30 |
| 3 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2006-09-13 | Rep | Dealing in securities | 2006-09-13 | RO | Advising on corporate finance | 2006-09-13 | 2011-11-15 | RO | Dealing in securities | 2006-09-13 | 2011-11-15 |
| 4 | Viipark Corporate Finance Co., Limited | Rep | Advising on corporate finance | 2023-04-11 | 2023-05-08 | RO | Advising on corporate finance | 2023-05-08 | 2024-08-30 |
| 5 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2011-12-21 | 2011-12-23 | Rep | Dealing in securities | 2011-12-21 | 2011-12-23 | RO | Advising on corporate finance | 2011-12-23 | 2018-02-28 | RO | Dealing in securities | 2011-12-23 | 2018-02-28 |
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