Cho, Amy Yee Kee 曹綺琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2003-05-12 | 2004-05-03 | Rep | Dealing in securities | 2003-06-18 | 2004-05-13 | RO | Dealing in securities | 2004-05-13 | 2006-04-01 |
| 2 | M&G Investments (Hong Kong) Limited | Rep | Advising on securities | 2024-05-13 | 2024-07-04 | Rep | Dealing in securities | 2024-05-13 | 2024-07-04 | RO | Advising on securities | 2024-07-04 | RO | Dealing in securities | 2024-07-04 |
| 3 | PAMFLEET ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2022-05-26 | 2022-12-31 | RO | Dealing in securities | 2022-05-26 | 2022-12-31 |
| 4 | Pictet Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2006-10-26 | 2018-11-28 | RO | Advising on securities | 2009-09-28 | 2018-11-28 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-12-14 | 2019-01-08 | Rep | Dealing in securities | 2018-12-14 | 2019-01-08 | Rep | Asset management | 2018-12-18 | 2019-01-08 | RO | Advising on securities | 2019-01-08 | 2022-12-31 | RO | Asset management | 2019-01-08 | 2022-12-31 | RO | Dealing in securities | 2019-01-08 | 2022-12-31 |
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