Barrett, James Richard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2012-07-03 | 2013-11-29 |
| 2 | Citadel Asia Limited | Rep | Asset management | 2008-07-25 | 2009-01-08 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2010-05-13 | 2012-06-30 |
| 4 | FIL Investment Advisors | Rep | Advising on securities | 2022-10-31 | 2024-06-04 | Rep | Asset management | 2022-10-31 | 2024-06-04 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2022-10-31 | 2024-06-04 | Rep | Asset management | 2022-10-31 | 2024-06-04 | Rep | Dealing in securities | 2022-10-31 | 2024-06-04 |
| 6 | Frontier Asia Capital Hong Kong Limited | Rep | Advising on securities | 2009-04-07 | 2009-07-18 | Rep | Asset management | 2009-04-07 | 2009-07-18 |
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