Li, Man Wing 李文穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-08-30 | 2005-03-01 |
2 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2004-03-23 | 2005-03-01 |
3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-05-24 | 2014-10-01 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2014-10-01 | Rep | Dealing in securities | 2005-04-01 | 2014-10-01 |
5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-05-24 | 2014-10-01 |
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