Rabinowitz, David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-13 | Rep | Asset management | 2004-05-13 | Rep | Advising on securities | 2004-06-02 | Rep | Dealing in securities | 2004-06-02 | 2010-09-06 | Rep | Dealing in futures contracts | 2005-11-04 | 2021-04-09 | RO | Dealing in securities | 2010-09-06 | 2018-04-27 | Rep | Dealing in securities | 2018-04-27 | 2021-04-09 | Rep | Dealing in futures contracts | 2023-03-03 | 2023-03-09 | Rep | Dealing in securities | 2023-03-03 | 2023-03-09 | Rep | Dealing in futures contracts | 2023-06-23 | 2023-06-26 | Rep | Dealing in securities | 2023-06-23 | 2023-06-26 | Rep | Dealing in futures contracts | 2024-05-24 | 2024-05-31 | Rep | Dealing in securities | 2024-05-24 | 2024-05-31 | Rep | Dealing in futures contracts | 2024-09-10 | 2024-09-13 | Rep | Dealing in securities | 2024-09-10 | 2024-09-13 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2010-06-28 | RO | Dealing in securities | 2010-06-28 | 2016-12-18 | Rep | Automated trading services | 2011-10-14 | 2013-01-08 | RO | Automated trading services | 2013-01-08 | 2016-12-18 | RO | Automated trading services | 2016-12-19 | 2018-04-27 | RO | Dealing in securities | 2016-12-19 | 2018-04-27 | Rep | Automated trading services | 2018-04-27 | 2021-04-09 | Rep | Dealing in securities | 2018-04-27 | 2021-04-09 | Rep | Dealing in futures contracts | 2023-03-03 | 2023-03-09 | Rep | Dealing in securities | 2023-03-03 | 2023-03-09 | Rep | Dealing in futures contracts | 2023-06-23 | 2023-06-26 | Rep | Dealing in securities | 2023-06-23 | 2023-06-26 | Rep | Dealing in futures contracts | 2024-05-24 | 2024-05-31 | Rep | Dealing in securities | 2024-05-24 | 2024-05-31 | Rep | Dealing in futures contracts | 2024-09-10 | 2024-09-13 | Rep | Dealing in securities | 2024-09-10 | 2024-09-13 |
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