Wong, Ka Shing (SFC:ARL160) 黃家成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CC Finance Limited | Rep | Advising on corporate finance | 2008-09-05 | Rep | Advising on securities | 2008-09-05 | Rep | Dealing in securities | 2008-09-05 |
2 | CC SIF Advisory Limited | RO | Advising on corporate finance | 2020-11-09 | RO | Advising on securities | 2020-11-09 | RO | Asset management | 2020-11-09 | RO | Dealing in securities | 2020-11-09 |
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