Lee, Man Sik 李文軾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | RO | Advising on securities | 2017-10-03 | RO | Dealing in securities | 2017-10-03 |
2 | KGI Asset Management Limited | RO | Asset management | 2019-10-29 | |
3 | KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2008-02-05 | RO | Advising on futures contracts | 2012-01-03 |
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