Shi, Tian (SFC:AXH325) 時天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2023-08-09 | RO | Dealing in securities | 2023-08-09 | RO | Advising on futures contracts | 2024-02-06 | RO | Advising on securities | 2024-02-06 |
2 | CSC SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2024-01-15 | RO | Advising on securities | 2024-07-09 | RO | Dealing in securities | 2024-07-09 |
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