Li, Michael Hankin 李恒健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | RO | Advising on corporate finance | 2004-07-06 | |
2 | Octal Capital Limited | RO | Advising on corporate finance | 2011-11-09 | 2012-04-16 |
3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2004-07-15 | 2004-08-24 | RO | Advising on corporate finance | 2004-08-24 | 2006-01-01 |
4 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2007-03-30 | 2008-08-14 | Rep | Advising on securities | 2007-03-30 | 2008-11-14 | RO | Advising on corporate finance | 2008-08-14 | 2011-05-28 | RO | Advising on securities | 2008-11-14 | 2011-05-28 |
5 | South West Capital Limited (d2013-12-11) | RO | Advising on corporate finance | 2012-05-10 | 2013-01-28 |
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