Lee, Kit Ching 李潔清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in futures contracts | 2003-12-15 |
2 | ASG MANAGEMENT LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-08 | Rep | Advising on securities | 2003-09-08 | Rep | Asset management | 2003-09-08 | Rep | Dealing in securities | 2003-12-15 |
3 | Beevest Securities Limited | Rep | Dealing in securities | 2004-01-26 | 2005-10-17 | Rep | Dealing in futures contracts | 2005-04-25 | 2005-10-17 |
4 | VP Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2022-08-01 | Rep | Dealing in securities | 2022-08-01 |
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