Ho, Beatrice Lap Sze 何立思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AOP Capital Limited | Rep | Advising on securities | 2024-10-09 | Rep | Asset management | 2024-10-09 |
2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-06-05 | 2024-06-24 | Rep | Dealing in securities | 2017-06-05 | 2024-06-24 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-23 | Rep | Advising on securities | 2004-04-23 | Rep | Asset management | 2004-04-23 |
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