Wong, Grace Man Sze 黃文詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2021-02-04 | 2024-05-31 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2009-08-12 |
3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2009-08-12 |
4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-19 | 2018-06-11 | Rep | Advising on corporate finance | 2012-01-13 | 2018-05-24 | Rep | Advising on securities | 2012-01-13 | 2018-06-11 |
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