Lee, Michael Cho Wing 李祖榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2008-07-25 | 2008-08-08 |
2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-06-08 | 2016-06-03 | Rep | Dealing in securities | 2015-06-08 | 2016-06-03 |
3 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-13 | 2017-06-26 |
4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-03-28 | 2006-10-03 |
5 | HERCULES CAPITAL LIMITED (b2002-05-21) | Rep | Advising on corporate finance | 2005-08-29 | 2006-02-27 |
6 | Joy Silver Limited | Rep | Advising on corporate finance | 2006-10-23 | 2008-06-25 |
7 | MESSIS CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-03-09 | 2014-03-25 |
8 | Pine Peak Corporate Finance Limited | RO | Advising on corporate finance | 2017-09-15 | 2018-02-28 | RO | Dealing in securities | 2017-09-15 | 2018-02-28 |
9 | PULSAR CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2019-03-14 | 2019-05-23 | Rep | Dealing in securities | 2019-03-14 | 2019-05-23 | RO | Advising on corporate finance | 2019-05-23 | RO | Dealing in securities | 2019-05-23 |
10 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-03-21 | 2018-05-21 | Rep | Dealing in securities | 2018-03-21 | 2018-05-21 | RO | Advising on corporate finance | 2018-05-21 | 2019-01-25 | RO | Dealing in securities | 2018-05-21 | 2019-01-25 |
11 | TC Capital International Limited | Rep | Advising on corporate finance | 2014-04-16 | 2014-12-25 |
12 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-01-15 | 2015-05-22 | Rep | Dealing in securities | 2015-01-15 | 2015-05-22 |
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