Liew, Stephen Wing Lok 廖永樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2008-05-23 | 2011-01-31 | Rep | Dealing in securities | 2008-05-23 | 2011-01-31 |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-08-21 | |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-10-21 | |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-08-03 | 2017-10-02 | Rep | Dealing in securities | 2016-08-03 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2019-08-08 | Rep | Dealing in securities | 2017-10-03 | 2019-08-08 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2019-08-08 |
| 6 | WINTECH SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-18 | Rep | Advising on securities | 2004-02-18 | Rep | Asset management | 2004-02-18 | Rep | Dealing in securities | 2004-03-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy