Yu, Sandra Ka Yee 余嘉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2011-01-12 | 2024-07-01 | Rep | Dealing in securities | 2011-01-12 | 2024-07-01 |
2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Asset management | 2007-07-30 | 2010-05-25 | Rep | Advising on securities | 2007-07-30 | 2010-07-28 | Rep | Dealing in securities | 2007-07-30 | 2010-07-28 |
3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on corporate finance | 2004-11-01 | Rep | Dealing in securities | 2004-11-01 | Rep | Advising on securities | 2007-06-30 | Rep | Asset management | 2007-06-30 |
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