Liu, Peter Edward 劉道生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FT Securities Limited | RO | Advising on securities | 2005-04-12 | 2006-02-06 | RO | Asset management | 2005-04-12 | 2006-02-06 | RO | Dealing in securities | 2005-04-12 | 2006-02-06 | RO | Advising on futures contracts | 2005-09-22 | 2006-02-06 | RO | Dealing in futures contracts | 2005-09-22 | 2006-02-06 |
2 | JEFFERIES BACHE (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-04-12 | 2005-10-04 |
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