Lee, Hoi Yee (SFC:AGO844) 李凱儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Advising on futures contracts | 2003-09-11 | Rep | Asset management | 2003-09-11 | Rep | Dealing in futures contracts | 2003-10-10 | RO | Dealing in futures contracts | 2003-10-10 | 2007-05-11 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-09-11 | Rep | Advising on securities | 2003-09-11 | Rep | Asset management | 2003-09-11 | Rep | Automated trading services | 2003-09-11 | Rep | Dealing in securities | 2007-05-11 | RO | Dealing in futures contracts | 2003-12-29 | 2007-05-11 |
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