Harris, Thomas Christopher (SFC:AGZ861)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-09-13 | Rep | Asset management | 2003-09-13 | Rep | Automated trading services | 2003-09-13 | Rep | Advising on securities | 2004-11-01 | Rep | Dealing in securities | 2004-11-01 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-09-13 | Rep | Automated trading services | 2004-11-01 | Rep | Dealing in securities | 2004-11-01 | Rep | Advising on securities | 2003-09-17 | 2004-11-01 |
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