Wong, Frederick Kan Tat 黃勤達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASSET MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2013-09-12 | 2015-01-26 | RO | Dealing in securities | 2013-09-12 | 2015-01-26 | RO | Asset management | 2014-08-18 | 2015-01-26 |
2 | CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-04-09 | 2011-09-13 | RO | Asset management | 2021-03-15 | 2021-07-02 |
3 | CASH Wealth Management Limited | Rep | Advising on securities | 2006-05-09 | 2009-04-09 | Rep | Asset management | 2006-05-12 | 2009-04-09 | RO | Advising on securities | 2009-04-09 | 2011-09-13 | RO | Asset management | 2009-04-09 | 2011-09-13 | RO | Dealing in securities | 2011-01-17 | 2011-09-13 | RO | Advising on securities | 2021-03-15 | 2021-07-02 | RO | Asset management | 2021-03-15 | 2021-07-02 | RO | Dealing in securities | 2021-03-15 | 2021-07-02 |
4 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-23 | 2011-09-13 |
5 | China Reserve Securities Limited | Rep | Advising on securities | 2017-12-20 | 2018-02-15 | Rep | Asset management | 2017-12-20 | 2018-02-15 | Rep | Dealing in securities | 2017-12-20 | 2018-02-15 | RO | Advising on securities | 2018-02-15 | 2019-09-19 | RO | Asset management | 2018-02-15 | 2019-09-19 | RO | Dealing in securities | 2018-02-15 | 2019-09-19 |
6 | Henyep Capital Management Limited | Rep | Advising on securities | 2006-01-13 | 2006-04-01 |
7 | HENYEP SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-24 | 2005-12-31 |
8 | Hong Kong Starvest Asset Management Limited | RO | Advising on securities | 2024-07-10 | RO | Asset management | 2024-07-10 |
9 | iBest Consultants Limited | Rep | Advising on corporate finance | 2003-12-19 | Rep | Advising on securities | 2005-06-21 | Rep | Asset management | 2005-06-21 |
10 | Keptain Securities and Asset Management Limited | Rep | Asset management | 2015-03-05 | 2015-04-21 | Rep | Dealing in securities | 2015-03-05 | 2015-04-21 | RO | Asset management | 2015-04-21 | 2017-11-30 | RO | Dealing in securities | 2015-04-21 | 2017-11-30 |
11 | KINGSTONE INTERNATIONAL ADVISORS LIMITED | Rep | Advising on securities | 2021-09-10 | 2021-09-29 | Rep | Asset management | 2021-09-10 | 2021-09-29 | Rep | Dealing in securities | 2021-09-10 | 2021-09-29 | RO | Advising on securities | 2021-09-29 | 2024-07-05 | RO | Asset management | 2021-09-29 | 2024-07-05 | RO | Dealing in securities | 2021-09-29 | 2024-07-05 |
12 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-10-17 | 2011-10-18 | Rep | Dealing in securities | 2011-10-17 | 2011-10-18 | RO | Advising on securities | 2011-10-18 | 2012-12-21 | RO | Dealing in securities | 2011-10-18 | 2012-12-21 |
13 | PROFIT ACCESS INVESTMENTS LIMITED | Rep | Advising on securities | 2019-09-24 | 2019-10-10 | Rep | Asset management | 2019-09-24 | 2019-10-10 | Rep | Dealing in securities | 2019-09-24 | 2019-10-10 | RO | Advising on securities | 2019-10-10 | 2019-12-17 | RO | Asset management | 2019-10-10 | 2019-12-17 | RO | Dealing in securities | 2019-10-10 | 2019-12-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy