Lin, Rung-Yan 林榮彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2004-10-05 | 2004-11-03 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2013-10-24 | 2017-07-04 | Rep | Dealing in securities | 2013-10-24 | 2017-07-04 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2007-07-20 | 2008-04-26 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2003-10-22 | 2004-05-07 |
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