Tse, Wai Man (SFC:AJL009) 謝慧敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Boom Securities (H.K.) Limited Rep Automated trading services 2004-04-16 2008-04-02
Rep Dealing in securities 2004-04-16 2008-04-02
2 D&R International Capital Management (Hong Kong) Limited RO Advising on securities 2015-01-30 2016-04-30
RO Dealing in securities 2015-01-30 2016-04-30
3 Kirin Asset Management Limited Rep Advising on securities 2010-09-08 2011-02-28
Rep Asset management 2010-09-08 2011-02-28
4 MFIO Capital Limited RO Asset management 2019-12-13 2023-09-01
5 Vontobel (Hong Kong) Limited Rep Advising on securities 2011-03-21 2013-01-14
Rep Dealing in securities 2011-03-21 2013-01-14
Rep Advising on securities 2013-01-16 2013-02-01
Rep Dealing in securities 2013-01-16 2013-02-01
6 Vontobel Wealth Management (Hong Kong) Limited Rep Advising on securities 2013-01-14 2014-12-01
Rep Dealing in securities 2013-01-14 2014-12-01
7 Win Securities Limited Rep Automated trading services 2004-04-16 2008-04-02
Rep Dealing in securities 2004-04-16 2008-04-02

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