Laughlin, Morgan Aird
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DWS Investments Hong Kong Limited | RO | Advising on securities | 2004-09-01 | 2006-08-16 | RO | Asset management | 2004-09-01 | 2006-08-16 |
2 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2024-01-31 | 2024-08-31 | Rep | Advising on securities | 2024-09-01 |
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