Alexander, Charles Alan Heathcote
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2004-10-12 | 2004-12-21 | Rep | Advising on securities | 2004-10-12 | 2005-07-15 | RO | Advising on corporate finance | 2004-12-21 | 2008-02-01 | RO | Advising on securities | 2005-07-15 | 2008-02-01 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2009-07-28 | 2010-06-03 | RO | Advising on securities | 2009-07-28 | 2010-06-03 | RO | Dealing in securities | 2009-07-28 | 2010-06-03 |
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