Lu, Tzu-Jung 呂姿蓉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED | Rep | Advising on securities | 2006-01-12 | 2006-09-07 |
2 | IVY ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-02-11 | 2008-12-10 | Rep | Dealing in securities | 2008-02-11 | 2008-12-10 | RO | Advising on securities | 2008-12-10 | 2010-04-09 | RO | Dealing in securities | 2008-12-10 | 2010-04-09 |
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