Neruda, Keith Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on securities | 2011-10-17 | 2011-11-17 | RO | Advising on securities | 2011-11-17 | 2012-12-31 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-12-16 | 2011-05-31 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-04-26 | 2008-07-03 |
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