Sutton, James Peter (SFC:ANU041)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Progeny (Hong Kong) Limited | RO | Advising on securities | 2010-07-09 | RO | Dealing in securities | 2010-07-09 | RO | Asset management | 2019-06-21 |
| 2 | WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED | Rep | Advising on securities | 2006-08-18 | 2010-07-09 | Rep | Dealing in securities | 2008-02-19 | 2010-07-09 |
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