Kwan, Herbert Wing Fung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-09-06 | 2008-11-22 | Rep | Dealing in securities | 2006-09-06 | 2008-11-22 |
| 2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-12-18 | 2009-03-10 | Rep | Dealing in securities | 2008-12-18 | 2009-03-10 |
| 3 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2022-08-09 | 2022-09-26 | Rep | Asset management | 2022-08-09 | 2022-09-26 | Rep | Dealing in securities | 2022-08-09 | 2022-09-26 | RO | Advising on securities | 2022-09-26 | 2022-12-16 | RO | Asset management | 2022-09-26 | 2022-12-16 | RO | Dealing in securities | 2022-09-26 | 2022-12-16 |
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