Ho, Hiu Nam 何曉嵐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2008-04-28 | 2008-08-05 | Rep | Advising on securities | 2009-02-11 | 2010-06-30 |
2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-18 | 2011-05-27 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-02-06 | 2008-03-15 |
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