Bhalla, Sumeet Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | EAST CAPITAL ASIA LIMITED | Rep | Advising on securities | 2019-07-11 | 2020-04-30 | Rep | Asset management | 2019-07-11 | 2020-04-30 |
2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-10-25 | 2018-11-27 | Rep | Dealing in securities | 2017-10-25 | 2018-11-27 |
3 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2024-04-23 | 2024-07-22 |
4 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2022-06-30 | 2024-02-09 | Rep | Dealing in securities | 2022-06-30 | 2024-02-09 |
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