Shu, Tony 徐成東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-11-10 | |
| 2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2008-02-05 | 2009-04-26 | Rep | Advising on securities | 2008-02-05 | 2009-04-26 | Rep | Dealing in securities | 2008-02-05 | 2009-04-26 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2007-07-24 | 2007-12-29 | Rep | Advising on securities | 2007-07-24 | 2007-12-29 | Rep | Dealing in securities | 2007-07-24 | 2007-12-29 |
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