Ieong, Ut Hong 楊月紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-08-29 | 2011-09-01 | Rep | Dealing in securities | 2011-08-29 | 2011-09-01 |
2 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2013-12-11 | 2018-04-16 |
3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2012-08-08 | 2018-04-16 |
4 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-08-13 | 2011-08-15 |
5 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-20 | 2011-08-15 | Rep | Advising on corporate finance | 2009-08-14 | 2011-08-15 | Rep | Asset management | 2009-08-14 | 2011-08-15 |
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