Dong, Yu (SFC:BLX951) 董昱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2018-01-08 | 2020-05-31 | Rep | Dealing in securities | 2018-01-08 | 2020-05-31 |
| 2 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2024-08-27 | Rep | Asset management | 2024-08-27 |
| 3 | TAIPING CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-10-09 | 2021-12-08 | RO | Advising on corporate finance | 2021-12-08 |
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